Private Banking -Control & Surveillances Officer at RECRUIT AVENUE PTE. LTD.

Job Description:

Latest job information from RECRUIT AVENUE PTE. LTD. for the position of Private Banking -Control & Surveillances Officer. If the Private Banking -Control & Surveillances Officer vacancy in Singapore matches your qualifications, please submit your latest application or CV directly through the updated Jobkos job portal.

Please note that applying for a job may not always be easy, as new candidates must meet certain qualifications and requirements set by the company. We hope the career opportunity at RECRUIT AVENUE PTE. LTD. for the position of Private Banking -Control & Surveillances Officer below matches your qualifications.

Private Banking -Control & Surveillances Officer

Key Responsibilities

1. Act as a key liaison between front office and internal teams (Risk, Credit, LCD)
2. Support internal, external, and regulatory audit processes
3. Conduct post-transaction and account reviews
4. Monitor and investigate irregular or suspicious transactions
5. Perform gap analysis against updated policies and regulations
6. Deliver training on new or revised policies and regulatory requirements
7. Implement and uphold investment suitability and trade surveillance frameworks
8. Ensure timely completion of thematic reviews and issue assessments
9. Handle additional duties as assigned

Key Requirements

1. Experience in market conduct, sales practices, or suitability-related risks preferred
2. Strong understanding of investment suitability and transaction surveillance
3. Ability to collaborate effectively across teams and stakeholders
4. Capable of working independently with minimal supervision
5. Analytical mindset with attention to detail in reviewing alerts and exceptions
6. Familiarity with Singapore regulatory frameworks (e.g., banking, securities, financial advisory) is advantageous

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Job Info:

• Company: RECRUIT AVENUE PTE. LTD.
• Position: Private Banking -Control & Surveillances Officer
• Work Location: Singapore
• Country: SG

How to Submit an Application:

After reading and understanding the criteria and minimum qualification requirements explained in the job information Private Banking -Control & Surveillances Officer at the office Singapore above, immediately complete the job application files such as a job application letter, CV, photocopy of diploma, transcript, and other supplements as explained above. Submit via the Next Page link below.