Compliance Manager

About the Role:

We are looking for a Compliance Manager to develop, implement, and oversee the companys compliance and risk management programs. This role ensures adherence to regulatory requirements, internal policies, AML/CFT obligations, and corporate governance standards. The ideal candidate will be meticulous, proactive, and capable of handling legal, compliance, and risk management responsibilities within a fund management environment.

Key Responsibilities:

Compliance & Risk Management:

• Develop, implement, and review the companys compliance and risk management programs and policies.
• Monitor, evaluate, and ensure compliance with regulations, SOPs, and internal policies.
• Ensure timely resolution of compliance and risk-related issues

• Oversee and review compliance with AML/CFT requirements, KYC processes, and due diligence procedures.
• Ensure adherence to MAS regulations and other applicable financial industry laws.
• Conduct internal audits and compliance checks to mitigate risks and prevent financial crimes.

• Conduct research to ensure compliance with applicable laws and regulations.
• Advise management on the implications of new laws, regulations, and governance requirements, recommending necessary actions.
• Liaise with law firms and regulatory bodies on legal and compliance-related matters.
• Review and draft contracts, agreements, and legal documents, providing relevant advice.

• Guide various departments in the drafting and implementation of SOPs and policies.
• Liaise with the Corporate Secretary on governance matters.
• Improve internal compliance controls and legal risk management frameworks.

• Provide training and guidance on compliance, AML/CFT best practices, and risk management.
• Assist in compliance analysis, reporting, and documentation required by the company and/or parent company.
• Handle general administration, reporting, and filing tasks.
• Perform any other duties and responsibilities assigned from time to time.

• Degree in Accountancy and related field.
• Minimum 2 years of experience in company compliance, AML/CFT, and risk management.
• Strong knowledge of MAS regulations, AML/CFT frameworks, KYC processes, and due diligence procedures.
• Meticulous with a strong ability to handle sensitive information and maintain confidentiality.
• Proactive mindset with a drive for continuous improvement.
• Strong multi-tasking and organizational skills, with the ability to meet deadlines.
• Excellent oral, written, and presentation skills.

• A dynamic role in a growing fund management company.
• A collaborative and supportive work environment.
• A competitive remuneration package based on experience and performance.

Information :

• Company : L-ENERGY CAPITAL PTE. LTD.
• Position : Compliance Manager
• Location : Singapore
• Country : SG